TMCnet News
SELF-REGULATORY ORGANIZATIONS - Immediate Effectiveness of Proposed Rule ChangesNov 14, 2012 (SECURITIES AND EXCHANGE COMMISSION RELEASE/ContentWorks via COMTEX) -- A proposed rule change filed by The NASDAQ Stock Market LLC relating to routing fees (SR-NASDAQ-2012-125) has become effective pursuant to Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of November 12. (Rel. 34-68187) A proposed rule change filed by NASDAQ OMX BX, Inc. relating to routing fees (SR-BX-2012-071) has become effective pursuant to Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of November 12. (Rel. 34-68188) A proposed rule change filed by The NASDAQ Stock Market LLC (SR-NASDAQ-2012-126) to modify NASDAQ'S rebates for order execution and its fees for order entry ports through the introduction of new market quality incentive programs on a pilot basis has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of November 12. (Rel. 34-68209) A proposed rule change filed by New York Stock Exchange LLC extending the temporary suspension of those aspects of Rules 36.20 and 36.21 that would not permit Floor Brokers to use personal portable phone devices on the Trading Floor following the aftermath of Hurricane Sandy until the earlier of when phone service is fully restored or Friday, November 16, 2012 (SR-NYSE-2012-64) has become effective pursuant to Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of November 12. (Rel. 34-68211) A proposed rule change filed by NYSE MKT LLC extending the temporary suspension of those aspects of Rules 36.20 - Equities and 36.21 - Equities that would not permit Floor Brokers to use personal portable phone devices on the Trading Floor following the aftermath of Hurricane Sandy until the earlier of when phone service is fully restored or Friday, November 16, 2012 (SR-NYSEMKT-2012-66) has become effective pursuant to Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of November 12. (Rel. 34-68212) A proposed rule change filed by NASDAQ OMX PHLX LLC relating to routing fees (SR-Phlx-2012-129) has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of November 12. (Rel. 34-68213) A proposed rule change submitted by National Stock Exchange, Inc. (SR-NSX-2012-20) to amend its fee and rebate schedule has become effective pursuant to Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of November 12. (Rel. 34-68215) A proposed rule change filed by NASDAQ OMX PHLX LLC relating to references in the Exchange's pricing schedule with respect to non-electronic transactions (SR-Phlx-2012-125) has become effective pursuant to Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of November 12. (Rel. 34-68216) New York Stock Exchange LLC has filed with the Securities and Exchange Commission a proposed interim rule change (SR-NYSE-2012-66) pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 and Rule 19b-4 thereunder relating to Rule 440B(b). Publication is expected in the Federal Register during the week of November 12. (Rel. 34-68220) |